Filing Details
- Accession Number:
- 0001127602-17-012045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-17 10:02:16
- Reporting Period:
- 2016-06-14
- Filing Date:
- 2017-03-17
- Accepted Time:
- 2017-03-17 10:02:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213399 | F Michael Goss | 1334 York Ave New York NY 10021 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-14 | 89 | $28.62 | 50,089 | No | 5 | L | Direct | |
Common Stock | Disposition | 2017-03-09 | 89 | $46.41 | 50,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | L | Direct | |
No | 4 | S | Direct |
Footnotes
- The Reporting Person was recently informed that shares of the Issuer were purchased on the Reporting Person's behalf in a broker's discretionary stock fund that is part of the Reporting Person's Individual Retirement Account. At the same time, the Reporting Person was informed that such shares were subsequently sold.