Home > Insider Trading > Filing (0001179110-17-004766)

Filing Details

Accession Number:: 0001179110-17-004766
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-16 21:48:18
Reporting Period:: 2017-03-14

Filing Date:: 2017-03-16
Accepted Time:: 2017-03-16 21:48:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1370450	Willdan Group Inc.	WLDN	Services-Engineering Services (8711)	141951112

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1601038	B. Stacy Mclaughlin	2401 East Katella Avenue Suite 300 Anaheim CA 92806	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-03-14	10,000	$3.89	14,569	No	4	M	Direct
Common Stock	Acquisiton	2017-03-14	5,000	$13.86	19,569	No	4	M	Direct
Common Stock	Acquisiton	2017-03-14	3,333	$14.01	22,902	No	4	M	Direct
Common Stock	Disposition	2017-03-14	11,317	$33.77	11,585	No	4	S	Direct
Common Stock	Disposition	2017-03-14	7,016	$34.42	4,569	No	4	S	Direct
Common Stock	Disposition	2017-03-14	3,236	$33.49	1,333	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2017-03-14	10,000	$0.00	10,000	$3.89
Common Stock	Stock Option (Right to Buy)	Disposition	2017-03-14	5,000	$0.00	5,000	$13.86
Common Stock	Stock Option (Right to Buy)	Disposition	2017-03-14	3,333	$0.00	3,333	$14.01

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2023-11-07	No	4	M	Direct
10,000	2025-03-26	No	4	M	Direct
1,667	2024-11-05	No	4	M	Direct

Footnotes

Includes 1,333 shares of restricted stock that vests in three substantially equal installments on each of March 8, 2018, March 8, 2019 and March 8, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.16 to $34.01, inclusive. The reporting person undertakes to provide to Willdan Group, Inc., any security holder of Willdan Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.02 to $34.99, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.33 to $33.50, inclusive.
The option became exercisable in three substantially equal installments on each of November 11, 2014, November 11, 2015 and November 11, 2016.
The option, representing a right to purchase a total of 15,000 shares, becomes completely exercisable in three equal installments. The first installment became exercisable on March 26, 2016, and the second and third installments will become exercisable on each of March 26, 2017 and March 26, 2018.
The option, representing a right to purchase a total of 5,000 shares, becomes completely exercisable in three substantially equal installments. The first and second installments became exercisable on each of November 5, 2015 and November 5, 2016, and the third installment will become exercisable on November 5, 2017.