Filing Details
- Accession Number:
- 0001618563-17-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-16 19:55:10
- Reporting Period:
- 2017-03-03
- Filing Date:
- 2017-03-16
- Accepted Time:
- 2017-03-16 19:55:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618563 | National Storage Affiliates Trust | NSA | Real Estate Investment Trusts (6798) | 465053858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1639296 | Mark Mourick Van | 187 Monarch Bay Drive Dana Point CA 92629 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest, $0.01 Par Value | Acquisiton | 2017-03-03 | 21,750 | $0.00 | 21,750 | No | 4 | C | Indirect | See Footnote |
Common Shares Of Beneficial Interest, $0.01 Par Value | Disposition | 2017-03-14 | 10,000 | $22.94 | 11,750 | No | 4 | S | Indirect | See Footnote |
Common Shares Of Beneficial Interest, $0.01 Par Value | Disposition | 2017-03-15 | 11,750 | $23.05 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest, $0.01 Par Value | Class A OP Units | Disposition | 2017-03-03 | 21,750 | $0.00 | 21,750 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
107,275 | No | 4 | C | Indirect |
Footnotes
- The Reporting Person redeemed 21,750 Class A common units of limited partner interest (the "Class A OP Units") of NSA OP, LP (the "Partnership"), of which National Storage Affiliates Trust (the "Issuer") is the general parter. These Class A OP Units were held by The Tricia Van Mourick Separate Property Trust U/A dated 03/29/2012, which received 21,750 common shares of beneficial interest ("Shares") of the Issuer upon redemption. The Shares are held in a trust for the benefit of the Reporting Person's spouse and children. The Reporting Person's spouse is trustee of the trust.
- This filing shall not be deemed to be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
- The Reporting Person's total direct and indirect beneficial ownership following the reported transactions above is (i) 0 Shares, and (ii) 107,275 Class A OP Units (which includes those securities convertible into, or exchangeable for, such Class A OP Units as previously reported). As of November 21, 2016, in connection with a corporate reorganization, the Reporting Person was no longer a controlling person and did not have or share voting or investment power over the portfolio of Optivest Properties, LLC ("Optivest"). Accordingly, the Reporting Person no longer has any direct or indirect beneficial ownership in any Shares of the Issuer. The 107,275 Class A OP Units referred to above do not include derivative securities of other classes or non-derivative securities of the Reporting Person that were previously reported.
- Represents Shares of the Issuer sold in the open market.
- The price reported in Column 4 is a weighted average price. These Shares of the Issuer were sold in multiple transactions ranging from $22.83 to $23.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares of the Issuer sold at each separate price within the ranges set forth in footnotes (5) and (6) to this Form 4.
- The price reported in Column 4 is a weighted average price. These Shares of the Issuer were sold in multiple transactions at prices ranging from $23.04 to $23.07, inclusive.
- N/A