Filing Details

Accession Number:
0000899243-17-007768
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-16 16:42:51
Reporting Period:
2017-03-14
Filing Date:
2017-03-16
Accepted Time:
2017-03-16 16:42:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540862 L.p. Fund Master Distressed Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1540952 Bluemountain Strategic Credit Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1541090 Bluemountain Distressed Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1541091 L.p. Fund Master Credit Strategic Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1564703 Bluemountain Credit Opportunities Gp I, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1564705 L.p. I Fund Master Opportunities Credit Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1577160 Sicav-Sif Sca Fund Master Montenvers Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1578579 S.a.r.l. Gp Montenvers Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1646286 Bluemountain Summit Opportunities Gp Ii, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1646455 L.p. Trading Summit Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-14 6,402 $11.65 1,868,432 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 6,402 $11.65 1,868,432 No 4 S Direct
Common Stock Disposition 2017-03-14 1,186 $11.65 346,261 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 1,186 $11.65 346,261 No 4 S Direct
Common Stock Disposition 2017-03-14 2,275 $11.65 663,839 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 2,275 $11.65 663,839 No 4 S Direct
Common Stock Disposition 2017-03-14 889 $11.65 259,415 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 889 $11.65 259,415 No 4 S Direct
Common Stock Disposition 2017-03-14 1,630 $11.65 475,694 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 1,630 $11.65 475,694 No 4 S Direct
Common Stock Disposition 2017-03-14 125,000 $11.75 7,171,079 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 108,171 $11.75 6,205,602 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 50,195 $11.75 2,879,503 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 50,195 $11.75 2,879,503 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 50,195 $11.75 2,879,503 No 4 S Direct
Common Stock Disposition 2017-03-14 3,210 $11.75 184,278 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 3,210 $11.75 184,278 No 4 S Direct
Common Stock Disposition 2017-03-14 5,455 $11.75 313,012 No 4 S Direct
Common Stock Disposition 2017-03-14 4,230 $11.75 242,555 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 4,230 $11.75 242,555 No 4 S Direct
Common Stock Disposition 2017-03-14 32,010 $11.75 1,836,422 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 32,010 $11.75 1,836,422 No 4 S Direct
Common Stock Disposition 2017-03-14 5,931 $11.75 340,330 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 5,931 $11.75 340,330 No 4 S Direct
Common Stock Disposition 2017-03-14 11,374 $11.75 652,465 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 11,374 $11.75 652,465 No 4 S Direct
Common Stock Disposition 2017-03-14 4,445 $11.75 254,970 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 4,445 $11.75 254,970 No 4 S Direct
Common Stock Disposition 2017-03-14 8,150 $11.75 467,544 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-14 8,150 $11.75 467,544 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
Footnotes
  1. The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.
  2. BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,879,503 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 184,278 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 242,555 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,836,422 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 340,330 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 254,970 shares of Common Stock;
  3. (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 467,544 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 313,012 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 652,465 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.
  4. (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;
  5. (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.
  6. BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.
  7. On March 14, 2017, (i) BMCA sold 10,038, 10,039 and 50,195 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (ii) BMGP sold 643, 642 and 3,210 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iii) BMT sold 1,091, 1,091 and 5,455 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (iv) BMKH sold 846, 846 and 4,230 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (v) BMCO sold 6,403, 6,402 and 32,010 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vi) BMD sold 1,186, 1,186 and 5,931 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (vii) BMM sold 2,275, 2,275 and 11,374 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, (viii) BMSC sold 888, 889 and 4,445 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively, and
  8. (ix) BMST sold 1,630, 1,630 and 8,150 shares of Common Stock for $11.45, $11.65 and $11.75 per share, respectively.
  9. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing.