Filing Details
- Accession Number:
- 0001140361-17-012353
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-16 16:34:14
- Reporting Period:
- 2017-03-13
- Filing Date:
- 2017-03-16
- Accepted Time:
- 2017-03-16 16:34:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392630 | Gail V Bryant | 200 Palmer Street Stroudsburg PA 18360 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-03-13 | 454 | $15.25 | 15,746 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-03-15 | 15,655 | $12.35 | 31,401 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2017-03-15 | 15,655 | $0.00 | 15,655 | $12.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,850 | 2009-05-23 | 2018-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 34,993 | Indirect | By 401(k) |
Common Stock | 2,600 | Indirect | As custodian for child |
Common Stock | 1,691 | Indirect | By IRA |
Common Stock | 10,498 | Indirect | By ESOP |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2014.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2015.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.