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Home > Insider Trading > Filing (0001209191-17-021092)

Filing Details

Accession Number:: 0001209191-17-021092
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-16 16:28:15
Reporting Period:: 2017-03-14

Filing Date:: 2017-03-16
Accepted Time:: 2017-03-16 16:28:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1175609	Cavium Inc.	CAVM	Semiconductors & Related Devices (3674)	770558625

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1514114	P Vincent Pangrazio	C/O Cavium, Inc. 2315 N. First Street San Jose CA 95131	Svp,Gen. Counsel & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-03-14	15,000	$37.22	60,039	No	4	M	Direct
Common Stock	Disposition	2017-03-14	15,000	$72.22	45,039	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock option right to buy	Disposition	2017-03-14	15,000	$0.00	15,000	$37.22

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,000		2018-03-10	No	4	M	Direct

Footnotes

The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years.