Filing Details
- Accession Number:
- 0001179110-17-004710
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-16 16:18:00
- Reporting Period:
- 2017-03-14
- Filing Date:
- 2017-03-16
- Accepted Time:
- 2017-03-16 16:18:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1055353 | R Douglas Casella | 25 Greens Hill Lane C/O Casella Waste Systems, Inc. Rutland VT 05702 | Vice Chairman, Bd Of Directors | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-03-14 | 14,000 | $11.01 | 755,779 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-03-14 | 100 | $12.50 | 755,679 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2017-03-15 | 13,900 | $12.52 | 741,779 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-03-14 | 14,000 | $0.00 | 14,000 | $11.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-07-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 494,100 | Direct |
Footnotes
- Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.44 to $12.60, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The option vested in three equal installments on July 23, 2008, 2009, and 2010.
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