Filing Details
- Accession Number:
- 0000928054-17-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-16 16:07:18
- Reporting Period:
- 2017-03-15
- Filing Date:
- 2017-03-16
- Accepted Time:
- 2017-03-16 16:07:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358660 | Kenneth Hern | 10603 W. Sam Houston Pkwy N Suite 300 Houston TX 77064 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-15 | 15,000 | $11.60 | 76,487 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $8.29 | 2012-05-19 | 2017-05-18 | 9,047 | 9,047 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-05-18 | 9,047 | 9,047 | Direct |
Footnotes
- Sale of 15,000 shares on the open market at an average price of $11.5790 per share.
Billionaire Hedge Funds
