Filing Details
- Accession Number:
- 0001144204-17-014976
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-16 11:20:34
- Reporting Period:
- 2017-03-14
- Filing Date:
- 2017-03-16
- Accepted Time:
- 2017-03-16 11:20:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259429 | Ticc Capital Corp. | TICC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238280 | Iii George Stelljes | C/O Ticc Capital Corp 8 Sound Shore Drive, Suite 255 Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-14 | 5,000 | $7.19 | 17,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-03-15 | 5,000 | $7.17 | 22,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |