Filing Details
- Accession Number:
- 0001649338-17-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-15 18:53:44
- Reporting Period:
- 2017-03-14
- Filing Date:
- 2017-03-15
- Accepted Time:
- 2017-03-15 18:53:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1649338 | Broadcom Ltd | AVGO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1359561 | Justine Lien | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Acquisiton | 2017-03-14 | 9,854 | $35.38 | 13,905 | No | 4 | M | Direct | |
Ordinary Shares, No Par Value | Acquisiton | 2017-03-14 | 5,223 | $62.47 | 19,128 | No | 4 | M | Direct | |
Ordinary Shares, No Par Value | Disposition | 2017-03-14 | 15,077 | $224.76 | 4,051 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2017-03-14 | 9,854 | $0.00 | 9,854 | $35.38 |
Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2017-03-14 | 5,223 | $0.00 | 5,223 | $62.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-04-09 | No | 4 | M | Direct | |
0 | 2019-04-08 | No | 4 | M | Direct |
Footnotes
- Includes 1,325 Restricted Share Units.
- The option is fully vested and exercisable.