Home > Insider Trading > Filing (0001414932-17-000015)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1414932	Fifth Street Finance Corp.	FSC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1200461	M Leonard Tannenbaum	C/O Fifth Street (Fsc) 777 West Punam Avenue, 3Rd Floor Greenwich CT 06830		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-03-13	176,476	$4.50	12,844,767	No	4	P	Direct
Common Stock	Acquisiton	2017-03-14	356,492	$4.51	13,201,259	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

Because the purchases reported hereby occurred at prices greater than those in the trades that occurred on March 9 and 10, 2017, no incremental short-swing profits were realized in connection with these transactions.
This transaction was executed in multiple trades at prices ranging from $4.47 to $4.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
This transaction was executed in multiple trades at prices ranging from $4.48 to $4.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.