Filing Details

Accession Number:
0000899243-17-007553
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-14 21:44:12
Reporting Period:
2017-03-10
Filing Date:
2017-03-14
Accepted Time:
2017-03-14 21:44:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540862 L.p. Fund Master Distressed Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1540952 Bluemountain Strategic Credit Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1541090 Bluemountain Distressed Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1541091 L.p. Fund Master Credit Strategic Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1564703 Bluemountain Credit Opportunities Gp I, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1564705 L.p. I Fund Master Opportunities Credit Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1577160 Sicav-Sif Sca Fund Master Montenvers Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1578579 S.a.r.l. Gp Montenvers Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1646286 Bluemountain Summit Opportunities Gp Ii, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1646455 L.p. Trading Summit Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-10 26,968 $12.01 7,422,438 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 23,337 $12.01 6,423,118 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 10,829 $12.01 2,980,437 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 10,829 $12.01 2,980,437 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 10,829 $12.01 2,980,437 No 4 S Direct
Common Stock Disposition 2017-03-10 693 $12.01 190,735 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 693 $12.01 190,735 No 4 S Direct
Common Stock Disposition 2017-03-10 1,177 $12.01 323,982 No 4 S Direct
Common Stock Disposition 2017-03-10 912 $12.01 251,059 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 912 $12.01 251,059 No 4 S Direct
Common Stock Disposition 2017-03-10 6,906 $12.01 1,900,792 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 6,906 $12.01 1,900,792 No 4 S Direct
Common Stock Disposition 2017-03-10 1,280 $12.01 352,257 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 1,280 $12.01 352,257 No 4 S Direct
Common Stock Disposition 2017-03-10 2,454 $12.01 675,338 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 2,454 $12.01 675,338 No 4 S Direct
Common Stock Disposition 2017-03-10 959 $12.01 263,906 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 959 $12.01 263,906 No 4 S Direct
Common Stock Disposition 2017-03-10 1,758 $12.01 483,932 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-10 1,758 $12.01 483,932 No 4 S Direct
Common Stock Disposition 2017-03-13 66,352 $11.95 7,356,086 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-13 57,418 $11.95 6,365,700 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-13 26,644 $11.95 2,953,793 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-13 26,644 $11.95 2,953,793 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-13 26,644 $11.95 2,953,793 No 4 S Direct
Common Stock Disposition 2017-03-13 1,705 $11.95 189,030 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-13 1,705 $11.95 189,030 No 4 S Direct
Common Stock Disposition 2017-03-13 2,896 $11.95 321,086 No 4 S Direct
Common Stock Disposition 2017-03-13 2,244 $11.95 248,815 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-13 2,244 $11.95 248,815 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
Footnotes
  1. The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.
  2. BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock;
  3. (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.
  4. (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;
  5. (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.
  6. BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.
  7. On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock.
  8. On March 13, 2017, (i) BMCA sold 26,644 and 4,018 shares of Common Stock for $11.95 and $12.20 per share, respectively, (ii) BMGP sold 1,705 and 257 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iii) BMT sold 2,896 and 437 shares of Common Stock for $11.95 and $12.20 per share, respectively, (iv) BMKH sold 2,244 and 338 shares of Common Stock for $11.95 and $12.20 per share, respectively, (v) BMCO sold 16,992 and 2,563 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vi) BMD sold 3,149 and 475 shares of Common Stock for $11.95 and $12.20 per share, respectively, (vii) BMM sold 6,038 and 911 shares of Common Stock for $11.95 and $12.20 per share, respectively, (viii) BMSC sold 2,358 and 356 shares of Common Stock for $11.95 and $12.20 per share, respectively and (ix) BMST sold 4,326 and 652 shares of Common Stock for $11.95 and $12.20 per share, respectively.
  9. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing.