Filing Details
- Accession Number:
- 0001093557-17-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-14 19:59:16
- Reporting Period:
- 2017-03-10
- Filing Date:
- 2017-03-14
- Accepted Time:
- 2017-03-14 19:59:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1093557 | Dexcom Inc | DXCM | Surgical & Medical Instruments & Apparatus (3841) | 330857544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343856 | A Jorge Valdes | 6340 Sequence Drive San Diego CA 92121 | Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-03-10 | 11,834 | $78.24 | 60,500 | No | 4 | J | Direct | |
Common Stock | Disposition | 2017-03-10 | 7,500 | $78.24 | 53,000 | No | 4 | J | Direct | |
Common Stock | Disposition | 2017-03-10 | 12,667 | $78.24 | 40,333 | No | 4 | J | Direct | |
Common Stock | Disposition | 2017-03-10 | 6,254 | $77.55 | 34,079 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2017-03-10 | 11,834 | $78.24 | 15,333 | No | 4 | J | Indirect | by Trust |
Common Stock | Acquisiton | 2017-03-10 | 7,500 | $78.24 | 22,833 | No | 4 | J | Indirect | by Trust |
Common Stock | Acquisiton | 2017-03-10 | 12,667 | $78.24 | 35,500 | No | 4 | J | Indirect | by Trust |
Common Stock | Disposition | 2017-03-10 | 6,694 | $77.55 | 28,806 | No | 4 | D | Indirect | by Trust |
Common Stock | Disposition | 2017-03-10 | 3,964 | $77.55 | 24,842 | No | 4 | D | Indirect | by Trust |
Common Stock | Disposition | 2017-03-13 | 14,400 | $77.74 | 10,442 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | D | Direct | |
No | 4 | J | Indirect | by Trust |
No | 4 | J | Indirect | by Trust |
No | 4 | J | Indirect | by Trust |
No | 4 | D | Indirect | by Trust |
No | 4 | D | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Footnotes
- Shares were transferred from direct ownership to ownership under the Valdes-Lopez-Calleja Family Trust upon vesting of previously awarded restricted stock units.
- Included in this number are 40,333 unvested restricted stock units, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018.
- These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.
- Shares are held by the Jorge Alberto Valdes and Suzanne Lopez-Calleja, cotrustees of the Valdes-Lopez-Calleja Family Trust, dated May 18, 2011.
- Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.
- On November 4, 2016 Mr. Valdes adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Valdes. The shares set forth above were sold pursuant to the 10b5-1 Plan.
- This transaction was executed in multiple trades at prices ranging from $77.41 to $78.39. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.