Filing Details
- Accession Number:
- 0001158449-17-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-14 16:15:28
- Reporting Period:
- 2017-03-10
- Filing Date:
- 2017-03-14
- Accepted Time:
- 2017-03-14 16:15:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158449 | Advance Auto Parts Inc | AAP | Retail-Auto & Home Supply Stores (5531) | 542049910 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456483 | E Charles Tyson | Advance Auto Parts, Inc. 5008 Airport Rd Roanoke VA 24012 | Evp, Merch, Mktg & Supply Chn | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-10 | 4,616 | $73.17 | 21,948 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 1,649 | $83.63 | 23,597 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 1,811 | $107.93 | 25,408 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 308 | $123.32 | 25,716 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 10,260 | $73.17 | 35,976 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 3,666 | $83.63 | 39,642 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-10 | 15,677 | $154.90 | 23,965 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-03-10 | 2,400 | $155.02 | 21,565 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-13 | 12,811 | $153.13 | 8,754 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-13 | 3,733 | $153.60 | 5,021 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2017-03-10 | 4,616 | $0.00 | 4,616 | $73.17 |
| Common Stock | Common Stock | Disposition | 2017-03-10 | 1,649 | $0.00 | 1,649 | $83.63 |
| Common Stock | Stock Appreciation Rights | Disposition | 2017-03-10 | 1,811 | $0.00 | 1,811 | $107.93 |
| Common Stock | Stock Appreciation Rights | Disposition | 2017-03-10 | 308 | $0.00 | 308 | $123.32 |
| Common Stock | Stock Appreciation Right | Disposition | 2017-03-10 | 10,260 | $0.00 | 10,260 | $73.17 |
| Common Stock | Stock Appreciation Rights | Disposition | 2017-03-10 | 3,666 | $0.00 | 3,666 | $83.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-01 | 2019-12-03 | No | 4 | M | Direct |
| 0 | 2016-05-28 | 2020-05-28 | No | 4 | M | Direct |
| 0 | 2017-03-01 | 2020-12-12 | No | 4 | M | Direct |
| 0 | 2017-03-01 | 2021-02-10 | No | 4 | M | Direct |
| 0 | 2019-12-03 | No | 4 | M | Direct | |
| 0 | 2020-05-28 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld to satisfy exercise price and tax withholding obligations upon the exercise of Stock Appreciation Rights.
- The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $154.85 to $155.02. The Reporting Person has provided to the Issuer,and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.02 to $155.03. The Reporting Person has provided to the Issuer,and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.00 to $153.47. The Reporting Person has provided to the Issuer,and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.50 to $154.11. The Reporting Person has provided to the Issuer,and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares became exercisable in three equal annual installments beginning on December 3, 2013.
- These shares became exercisable in three equal annual installments beginning on May 28, 2014.
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