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Filing Details

Accession Number:: 0000014693-17-000016
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-14 15:39:10
Reporting Period:: 2017-03-10

Filing Date:: 2017-03-14
Accepted Time:: 2017-03-14 15:39:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1572783	E Lawson Whiting	850 Dixie Highway Louisville KY 40210	Evp, Chief Brands & Strategy	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common	Acquisiton	2017-03-10	7,910	$19.22	7,910	No	4	M	Direct
Class B Common	Acquisiton	2017-03-10	8,248	$13.53	16,158	No	4	M	Direct
Class B Common	Disposition	2017-03-10	9,885	$46.21	6,723	No	4	F	Direct
Class B Common	Disposition	2017-03-10	6,723	$46.52	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common	Stock Appreciation Right	Disposition	2017-03-10	8,248	$0.00	8,248	$13.53
Class B Common	Stock Appreciation Right	Disposition	2017-03-10	7,910	$0.00	7,910	$19.22

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-05-01	2019-04-30	No	4	M	Direct
0	2013-05-01	2020-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	3,081	Direct
Class A Common	3	Indirect	DRIP

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Stock Appreciation Right	$23.20	2014-05-01	2021-04-30	17,156	17,156	Direct
Class B Common	Stock Appreciation Right	$29.35	2015-05-01	2022-04-30	15,518	15,518	Direct
Class B Common	Stock Appreciation Right	$36.21	2016-05-01	2023-04-30	17,184	17,184	Direct
Class B Common	Stock Appreciation Right	$45.99	2017-05-01	2024-04-30	12,078	12,078	Direct
Class B Common	Stock Appreciation Right	$51.13	2018-05-01	2025-04-30	15,740	15,740	Direct
Class B Common	Stock Appreciation Right	$49.01	2019-05-01	2026-04-30	22,696	22,696	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-04-30	17,156	17,156	Direct
2022-04-30	15,518	15,518	Direct
2023-04-30	17,184	17,184	Direct
2024-04-30	12,078	12,078	Direct
2025-04-30	15,740	15,740	Direct
2026-04-30	22,696	22,696	Direct

Footnotes

The closing price of BF-B on March 9, 2017 was used to calculate the withholding obligation.
Reflects the acquisition of 1,540 additional shares in the August 2016 stock split.
Number of shares acquired through the issuer's dividend reinvestment plan as of March, 2017.
These stock appreciation rights were previously reported as covering 4,124 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 3,955 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 8,578 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 7,759 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 8,592 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 6,039 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 7,870 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 11,348 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.