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Home > Insider Trading > Filing (0001140361-17-011880)

Filing Details

Accession Number:: 0001140361-17-011880
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-14 14:13:48
Reporting Period:: 2017-03-13

Filing Date:: 2017-03-14
Accepted Time:: 2017-03-14 14:13:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
99614	Tri-Continental Corp	TY	(0)	135441850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1544261	Yan Jin	225 Franklin Street Boston MA 02110		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-13	2,000	$23.22	7,500	No	4	P	Indirect	Held in spouse's IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held in spouse's IRA

Footnotes

This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of these securities.