Filing Details
- Accession Number:
- 0001637761-17-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-14 12:22:07
- Reporting Period:
- 2017-03-10
- Filing Date:
- 2017-03-14
- Accepted Time:
- 2017-03-14 12:22:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1637761 | Seaspine Holdings Corp | SPNE | Surgical & Medical Instruments & Apparatus (3841) | 473251758 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1646772 | D. Brian Baker | C/O Seaspine Holdings Corporation, 5770 Armada Drive Carlsbad CA 92008 | Vp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-10 | 9,316 | $0.00 | 15,638 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-13 | 4,100 | $6.66 | 11,538 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-03-10 | 9,316 | $0.00 | 9,316 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of SeaSpine Holdings Corporation common stock.
- These shares were sold to cover tax withholding obligations related to the receipt of shares in connection with the vesting of the restricted stock units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.66 to $6.80, inclusive. The reporting person undertakes to provide to SeaSpine, any security holder of SeaSpine, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The reporting person was granted 9,316 restricted stock units on February 2, 2017, which vested in full on March 10, 2017.
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