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Filing Details

Accession Number:: 0001593968-17-000428
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-14 11:05:37
Reporting Period:: 2017-03-10

Filing Date:: 2017-03-14
Accepted Time:: 2017-03-14 11:05:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1466026	Midland States Bancorp Inc.	MSBI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1169100	J Leon Holschbach	1201 Network Centre Dr. Effingham IL 62401	Ceo	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-03-10	37,278	$14.60	179,052	No	4	M	Direct
Common Stock	Disposition	2017-03-10	37,278	$34.11	141,774	No	4	S	Direct
Common Stock	Acquisiton	2017-03-13	12,722	$14.60	154,496	No	4	M	Direct
Common Stock	Disposition	2017-03-13	12,722	$34.03	141,774	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2017-03-10	37,278	$0.00	38,278	$14.60
Common Stock	Option (right to buy)	Disposition	2017-03-13	12,722	$0.00	12,722	$14.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,722		2017-08-15	No	4	M	Direct
0		2017-08-15	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option (right to buy)	$16.00	2022-12-13	14,072	14,072	Direct
Common Stock	Option (right to buy)	$18.16	2020-12-06	11,820	11,820	Direct
Common Stock	Option (right to buy)	$16.59	2023-12-10	16,274	16,274	Direct
Common Stock	Option (right to buy)	$21.00	2024-12-02	22,762	22,762	Direct
Common Stock	Option (right to buy)	$11.75	2019-06-22	28,190	28,190	Direct
Common Stock	Option (right to buy)	$14.70	2018-05-05	8,500	8,500	Direct
Common Stock	Option (right to buy)	$15.20	2019-12-31	31,500	31,500	Direct
Common Stock	Option (right to buy)	$14.75	2021-12-16	14,556	14,556	Direct
Common Stock	Restricted Stock Unit	$0.00		5,064	5,064	Direct
Common Stock	Option (right to buy)	$18.00	2024-08-05	90,000	90,000	Direct
Common Stock	Common Share Equivalent	$0.00		3,988	3,988	Direct
Common Stock	Restricted Stock Unit	$0.00		7,048	7,048	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-12-13	14,072	14,072	Direct
2020-12-06	11,820	11,820	Direct
2023-12-10	16,274	16,274	Direct
2024-12-02	22,762	22,762	Direct
2019-06-22	28,190	28,190	Direct
2018-05-05	8,500	8,500	Direct
2019-12-31	31,500	31,500	Direct
2021-12-16	14,556	14,556	Direct
	5,064	5,064	Direct
2024-08-05	90,000	90,000	Direct
	3,988	3,988	Direct
	7,048	7,048	Direct

Footnotes

Includes holdings through a self-directed IRA or revocable grantor trust
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 - $34.635 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 - $34.25 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
These options vest in four equal annual installments beginning one year after the 08/15/2007 date of grant.
These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.
These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant.
These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant
Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
No exercise price for this type of award
Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.
The restricted stock units vest in the two equal annual installments beginning one year after the November 16, 2016 date of grant