Filing Details
- Accession Number:
- 0001437749-17-004432
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-03-13 20:13:49
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2017-03-13
- Accepted Time:
- 2017-03-13 20:13:49
- Original Submission Date:
- 2016-11-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120914 | Pdf Solutions Inc | PDFS | Services-Computer Programming Services (7371) | 251701361 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218982 | Lucio Lanza | 333 W. San Carlos St. Suite 1000 San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-08 | 45,000 | $5.40 | 334,623 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-08 | 14,000 | $19.89 | 320,623 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-11-08 | 45,000 | $5.40 | 45,000 | $5.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 121,720 | Indirect | By Lanza tech Ventures |
Footnotes
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $19.865 to $19.915.
- 25% of the total shares subject to the option (the "Total Shares") vested on May 22, 2009 and 1/48th of the Total Shares vested on the 22nd day of each month thereafter; Fully vested as of May 22, 2012
Billionaire Hedge Funds
