Filing Details
- Accession Number:
- 0001179706-17-000027
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-03-13 18:57:35
- Reporting Period:
- 2017-03-09
- Filing Date:
- 2017-03-13
- Accepted Time:
- 2017-03-13 18:57:35
- Original Submission Date:
- 2017-03-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1645590 | Hewlett Packard Enterprise Co | HPE | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566846 | G Michael Nefkens | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Evp, Gm Enterprise Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-09 | 215,868 | $14.49 | 474,245 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-09 | 215,868 | $22.47 | 258,377 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-09 | 103,367 | $14.85 | 361,744 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-09 | 103,367 | $22.47 | 258,377 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 512,076 | $9.57 | 770,453 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-10 | 512,076 | $22.38 | 258,377 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-09 | 215,868 | $0.00 | 215,868 | $14.49 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-09 | 103,367 | $0.00 | 103,367 | $14.85 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-10 | 512,076 | $0.00 | 512,076 | $9.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 431,737 | 2016-11-02 | 2023-11-02 | No | 4 | M | Direct |
| 206,734 | 2016-12-09 | 2023-12-09 | No | 4 | M | Direct |
| 0 | 2015-01-16 | 2021-01-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,012 | Indirect | By Michael Nefkens Trust 02/27/09 |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.39 to $22.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.21 to $22.69. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- The balance amount has been amended from the original filing.
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