Filing Details
- Accession Number:
- 0001179110-17-004513
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-13 18:28:07
- Reporting Period:
- 2017-03-10
- Filing Date:
- 2017-03-13
- Accepted Time:
- 2017-03-13 18:28:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1055352 | W John Casella | C/O Casella Waste Systems 25 Greens Hill Lane Rutland VT 05701 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-03-10 | 14,000 | $11.01 | 529,729 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-03-10 | 14,000 | $12.58 | 515,729 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-03-10 | 14,000 | $0.00 | 14,000 | $11.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-07-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 494,100 | Direct | |
| Class A Common Stock | 694 | Indirect | See Footnote |
Footnotes
- Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.465 to $12.66, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The option vested in three equal installments on July 23, 2008, 2009, and 2010.
Billionaire Hedge Funds
