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Home > Insider Trading > Filing (0001683168-17-000551)

Filing Details

Accession Number:: 0001683168-17-000551
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-13 18:17:53
Reporting Period:: 2017-03-09

Filing Date:: 2017-03-13
Accepted Time:: 2017-03-13 18:17:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1367083	Sonoma Pharmaceuticals Inc.	SNOA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1367082	E Robert Miller	C/O Sonoma Pharmaceuticals, Inc. 1129 N. Mcdowell Blvd. Petaluma CA 94954	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.0001 Par Value Per Share	Acquisiton	2017-03-09	250	$6.97	7,964	No	4	P	Indirect	See Note
Common Stock, $0.0001 Par Value Per Share	Acquisiton	2017-03-09	250	$6.96	8,214	No	4	P	Indirect	See Note
Common Stock, $0.0001 Par Value Per Share	Acquisiton	2017-03-09	250	$7.14	8,464	No	4	P	Indirect	See Note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Note
No	4	P	Indirect	See Note
No	4	P	Indirect	See Note

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.0001 Par Value Per Share	15,964	Direct

Footnotes

These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees.