Filing Details
- Accession Number:
- 0001127602-17-011468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-13 18:11:03
- Reporting Period:
- 2017-03-10
- Filing Date:
- 2017-03-13
- Accepted Time:
- 2017-03-13 18:11:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102934 | Cabot Microelectronics Corp | CCMP | Semiconductors & Related Devices (3674) | 364324765 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509949 | Ananth Naman | C/O Cabot Microelectronics Corporation 870 Commons Drive Aurora IL 60504 | Vp & Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-10 | 906 | $22.13 | 24,683 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-10 | 906 | $69.16 | 23,777 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 1,687 | $21.45 | 25,464 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-10 | 1,687 | $69.16 | 23,777 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 5,984 | $27.94 | 29,761 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-10 | 5,984 | $69.16 | 23,777 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 9,750 | $32.64 | 33,527 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-10 | 9,750 | $69.16 | 23,777 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 13,350 | $44.10 | 37,127 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-10 | 13,350 | $69.16 | 23,777 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 8,000 | $46.45 | 31,777 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-10 | 8,000 | $69.16 | 23,777 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-10 | 3,925 | $42.37 | 27,702 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-10 | 3,925 | $69.16 | 23,777 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-10 | 4,338 | $69.20 | 19,439 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-13 | 1,191 | $69.00 | 18,248 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-03-10 | 906 | $0.00 | 906 | $22.13 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-03-10 | 1,687 | $0.00 | 1,687 | $21.45 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-03-10 | 5,984 | $0.00 | 5,984 | $27.94 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-03-10 | 9,750 | $0.00 | 9,750 | $32.64 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-03-10 | 13,350 | $0.00 | 13,350 | $44.10 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-03-10 | 8,000 | $0.00 | 8,000 | $46.45 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-03-10 | 3,925 | $0.00 | 3,925 | $42.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-21 | 2018-01-21 | No | 4 | M | Direct |
| 0 | 2010-12-01 | 2019-12-01 | No | 4 | M | Direct |
| 0 | 2012-12-01 | 2021-12-01 | No | 4 | M | Direct |
| 0 | 2013-12-03 | 2022-12-03 | No | 4 | M | Direct |
| 4,450 | 2014-12-03 | 2023-12-03 | No | 4 | M | Direct |
| 8,000 | 2015-12-03 | 2024-12-03 | No | 4 | M | Direct |
| 11,775 | 2016-12-03 | 2025-12-03 | No | 4 | M | Direct |
Footnotes
- Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- With original vesting schedule of 25% quarterly per year beginning on the first anniversary of grant date 1/21/2008.
- With original vesting schedule of 25% quarterly per year beginning on the first anniversary of grant date 12/1/2009.
- 2011 (FY12) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/01/2012, 25% 12/01/2013, 25% 12/01/2014, 25% 12/01/2015.
- 2012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2013, 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016.
- 2013 (FY14) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017.
- 2014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018.
- 2015 (FY16) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018, 25% 12/03/2019.
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