Home > Insider Trading > Filing (0001144204-17-014305)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1414932	Fifth Street Finance Corp.	FSC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1200461	M Leonard Tannenbaum	C/O Fifth Street (Fsc) 777 West Putnam Avenue, 3Rd Floor Greenwich CT 06830		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-03-09	205,169	$4.37	12,278,720	No	4	P	Direct
Common Stock	Acquisiton	2017-03-10	389,571	$4.43	12,668,291	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $4.33 to $4.39; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Mr. Tannenbaum's purchases of FSC common stock reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 242,289 shares, with his sale of an aggregate of 242,289 shares of FSC common stock at prices ranging from $5.55 to $5.61 per share that occurred between December 13, 2016 and December 29, 2016. The reporting person has agreed to pay to FSC, upon settlement of the trades, $284,905.07, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs
This transaction was executed in multiple trades at prices ranging from $4.39 to $4.45; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.