Filing Details
- Accession Number:
- 0000919574-17-002756
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-13 17:23:37
- Reporting Period:
- 2017-03-09
- Filing Date:
- 2017-03-13
- Accepted Time:
- 2017-03-13 17:23:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1628063 | Seritage Growth Properties | SRG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214344 | R Bruce Berkowitz | C/O Fairholme Capital Management, L.l.c. 4400 Biscayne Boulevard, 9Th Floor Miami FL 33137 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value | Acquisiton | 2017-03-09 | 50,000 | $45.63 | 3,699,550 | No | 4 | P | Indirect | See Footnote |
Class A Common Shares, $0.01 Par Value | Acquisiton | 2017-03-13 | 3,200 | $44.24 | 3,702,750 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class C Non-Voting Common Shares, $0.01 Par Value | 5,669,885 | Indirect | See Footnote |
Class C Non-Voting Common Shares, $0.01 Par Value | 35,850 | Direct |
Footnotes
- The reported securities are directly owned by The Fairholme Focused Income Fund (the "Fund"), a series of Fairholme Funds, Inc., managed indirectly by Mr. Bruce R. Berkowitz (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the Fund except to the extent of his pecuniary interest, if any, therein.
- The securities may be deemed to be beneficially owned by the Reporting Person because he controls the sole member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate series of a registered investment company and certain private funds and managed accounts. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The amount reported in Column 5 accounts for 30,600 shares now held in accounts over which the Reporting Person no longer has beneficial ownership.