Filing Details

Accession Number:
0001209191-17-020246
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-13 17:22:07
Reporting Period:
2017-03-08
Filing Date:
2017-03-13
Accepted Time:
2017-03-13 17:22:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334805 Lawrence Steven Elfman 51 Columbia
Aliso Viejo CA 92656
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-08 3,750 $0.00 43,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Restricted Stock Grant - Vesting in 12 equal installments beginning on 04/08/2017