Filing Details
- Accession Number:
- 0001127602-17-011369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-13 13:17:34
- Reporting Period:
- 2017-03-10
- Filing Date:
- 2017-03-13
- Accepted Time:
- 2017-03-13 13:17:34
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397952 | Ann Lisa Pauley | 10 Longs Peak Drive Broomfield CO 80021-2510 | Sr Vp, Hr & Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-10 | 5,752 | $24.66 | 143,403 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2017-03-10 | 5,752 | $73.89 | 137,651 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2017-03-10 | 28,248 | $24.66 | 165,899 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2017-03-10 | 18,205 | $73.74 | 147,694 | No | 4 | F | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | F | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2017-03-10 | 5,752 | $0.00 | 5,752 | $24.66 |
| Common Stock | Stock Appreciation Rights (sars) | Disposition | 2017-03-10 | 28,248 | $0.00 | 28,248 | $24.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-25 | No | 4 | M | Indirect | |
| 0 | 2008-04-25 | 2017-04-25 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,995 | Indirect | 401(k) Plan |
| Common Stock | 54,437 | Direct |
Footnotes
- Common stock acquired from exercise of Incentive Stock Options (ISOs).
- The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
- Common stock acquired from exercise of Stock Appreciation Rights (SARs).
- Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.
- Exercise of Incentive Stock Options (ISO).
- Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).
- Exercise of Stock Appreciation Rights (SARS).
Billionaire Hedge Funds
