Filing Details
- Accession Number:
- 0001140361-17-011721
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-13 13:10:40
- Reporting Period:
- 2017-03-09
- Filing Date:
- 2017-03-13
- Accepted Time:
- 2017-03-13 13:10:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 936976 | P/ James Sferra | Lsi Industries Inc. 10000 Alliance Road Cincinnati OH 45242 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-03-09 | 22,219 | $6.81 | 287,835 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2017-03-09 | 50,000 | $7.20 | 337,835 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2017-03-09 | 25,014 | $8.40 | 362,849 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-03-09 | 97,233 | $9.76 | 265,616 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2017-03-10 | 1,700 | $6.81 | 267,316 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-03-10 | 1,700 | $9.75 | 265,616 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | Disposition | 2017-03-09 | 22,219 | $0.00 | 30,000 | $6.81 |
| Common Shares | Option to Buy | Disposition | 2017-03-10 | 1,700 | $0.00 | 30,000 | $6.81 |
| Common Shares | Option to Buy | Disposition | 2017-03-09 | 50,000 | $0.00 | 50,000 | $7.20 |
| Common Shares | Option to Buy | Disposition | 2017-03-09 | 25,014 | $0.00 | 60,000 | $8.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,781 | 2024-11-20 | No | 4 | M | Direct | |
| 6,081 | 2024-11-20 | No | 4 | M | Direct | |
| 0 | 2023-08-22 | No | 4 | M | Direct | |
| 0 | 2019-08-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 60,589 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $19.76 | 2017-08-24 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-08-24 | 20,000 | 20,000 | Direct |
Footnotes
- Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008.
- The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- These holdings have been previously reported on Form 4.
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