Filing Details
- Accession Number:
- 0001127602-17-011347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-13 12:08:15
- Reporting Period:
- 2017-03-09
- Filing Date:
- 2017-03-13
- Accepted Time:
- 2017-03-13 12:08:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1170534 | Mitel Networks Corp | MITL | Radio & Tv Broadcasting & Communications Equipment (3663) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1617508 | Edward Steven Spooner | 350 Legget Drive Ottawa, A6 K2K 2W7 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2017-03-09 | 23,325 | $6.50 | 172,821 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2017-03-09 | 33,750 | $6.50 | 206,571 | No | 4 | M | Direct | |
Common Shares | Disposition | 2017-03-10 | 24,767 | $6.95 | 181,804 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Restricted Stock Units | Disposition | 2017-03-09 | 23,325 | $0.00 | 23,325 | $0.00 |
Common Shares | Restricted Stock Units | Disposition | 2017-03-09 | 33,750 | $0.00 | 33,750 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,650 | 2022-03-05 | No | 4 | M | Direct | |
101,250 | 2023-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 14,900 | Indirect | Held By Registered Retirement Savings Plan For Steven Edward Spooner |
Common Shares | 5,100 | Indirect | Held By The Spooner Children Trust |
Footnotes
- 5,100 common shares ("Common Shares") of Mitel Networks Corporation (the "Company") are held by the Spooner Children Trust, of which Mr. Spooner is one of three trustees, for the benefit of the children of Mr. Spooner. Mr. Spooner disclaims beneficial ownership of the Common Shares held for the benefit of his children and this report shall not be deemed an admission that Mr. Spooner is a beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- Represents 69,975 Common Shares underlying 69,975 RSUs granted to Mr. Spooner on March 5, 2015. These RSUs will vest as follows: (i) 22,325 of the RSUs will vest on March 5, 2017; (ii) 22,325 of the RSUs will vest on March 5, 2018; and (iii) 22,325 of the RSUs will vest on March 5, 2019.
- Represents 135,000 Common Shares underlying 135,000 Restricted Stock Units ("RSUs") granted to Mr. Spooner on March 4, 2016. These RSUs will vest as follows: (i) 33,750 of the RSUs will vest on March 4, 2017; (ii) 33,750 of the RSUs will vest on March 4, 2018; (iii) 33,750 of the RSUs will vest on March 4, 2019; and (iv) 33,750 of the RSUs will vest on March 4, 2020.