Filing Details
- Accession Number:
- 0000824142-17-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-10 18:34:49
- Reporting Period:
- 2017-03-10
- Filing Date:
- 2017-03-10
- Accepted Time:
- 2017-03-10 18:34:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435639 | R Jerry Levine | 105 Creekside Rd Mt Kisco NY 10549 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Disposition | 2017-03-10 | 20,000 | $35.23 | 221,399 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 5,062 | Indirect | IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $7.13 | 2011-08-10 | 2020-08-10 | 10,625 | 10,625 | Direct |
| Common Stock | Stock Option (Right to Buy) | $14.30 | 2014-06-04 | 2023-06-04 | 11,250 | 11,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-08-10 | 10,625 | 10,625 | Direct |
| 2023-06-04 | 11,250 | 11,250 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $35.00 to $35.475. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
