Filing Details
- Accession Number:
- 0001509432-17-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-10 17:13:32
- Reporting Period:
- 2017-03-08
- Filing Date:
- 2017-03-10
- Accepted Time:
- 2017-03-10 17:13:32
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511893 | Mallun Yen | C/O Rpx Corporation One Market Plaza, Suite 800 San Francisco CA 94105 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-08 | 10,000 | $6.63 | 117,422 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-08 | 10,000 | $12.00 | 107,422 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-08 | 10,000 | $0.00 | 10,000 | $6.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
107,912 | 2020-11-15 | No | 4 | M | Direct |
Footnotes
- The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.
- The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.