Home > Insider Trading > Filing (0001214659-17-001860)

Filing Details

Accession Number:: 0001214659-17-001860
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-10 16:32:09
Reporting Period:: 2017-03-09

Filing Date:: 2017-03-10
Accepted Time:: 2017-03-10 16:32:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
72331	Nordson Corp	NDSN	General Industrial Machinery & Equipment, Nec (3569)	340590250

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1261762	J John Keane	28601 Clemens Road Westlake OH 44145	Senior Vice President	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-03-09	21,000	$27.26	81,086	No	4	M	Direct
Common Stock	Disposition	2017-03-09	21,000	$123.81	60,086	No	4	S	Direct
Common Stock	Acquisiton	2017-03-10	2,600	$27.26	62,686	No	4	M	Direct
Common Stock	Disposition	2017-03-10	2,600	$124.41	60,086	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (right to buy)	Disposition	2017-03-09	21,000	$0.00	23,600	$27.26
Common Stock	Employee Stock Options (right to buy)	Disposition	2017-03-10	2,600	$0.00	2,600	$27.26

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,600		2019-12-03	No	4	M	Direct
0		2019-12-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	889	Indirect	By Company ESOP Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Options (right to buy)	$43.32	2020-12-07	16,000	16,000	Direct
Common Stock	Employee Stock Options (right to buy)	$43.73	2021-11-28	16,000	16,000	Direct
Common Stock	Employee Stock Options (right to buy)	$61.59	2022-11-28	11,900	11,900	Direct
Common Stock	Employee Stock Options (right to buy)	$71.75	2023-11-25	11,500	11,500	Direct
Common Stock	Employee Stock Options (right to buy)	$79.66	2024-11-24	12,500	12,500	Direct
Common Stock	Employee Stock Options (right to buy)	$70.91	2025-11-23	17,200	17,200	Direct
Common Stock	Employee Stock Options (right to buy)	$107.65	2026-11-21	14,000	14,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-12-07	16,000	16,000	Direct
2021-11-28	16,000	16,000	Direct
2022-11-28	11,900	11,900	Direct
2023-11-25	11,500	11,500	Direct
2024-11-24	12,500	12,500	Direct
2025-11-23	17,200	17,200	Direct
2026-11-21	14,000	14,000	Direct

Footnotes

Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $123.52 to $124.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
Exercise of reporting person's stock options that would otherwise expire December 3, 2019, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $124.37 to $124.59. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
Exercise of reporting person's stock options that would otherwise expire December 3, 2019, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. The holdings are net of shares previously withheld or sold to cover withholding taxes.
Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c).
All such options have fully vested.
On November 25, 2013, the Company awarded 11,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
On November 24, 2014, the Company awarded 12,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
On November 23, 2015, the Company awarded 17,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
On November 21, 2016, the Company awarded 14,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting.