Filing Details
- Accession Number:
- 0000091142-17-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-10 15:40:53
- Reporting Period:
- 2017-03-09
- Filing Date:
- 2017-03-10
- Accepted Time:
- 2017-03-10 15:40:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1532645 | K Patricia Ackerman | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Vp, Investor Relations & Treas | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-09 | 2,266 | $17.46 | 3,908 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-03-09 | 5,140 | $23.24 | 9,048 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-09 | 7,406 | $49.40 | 1,642 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2017-03-09 | 2,266 | $0.00 | 2,266 | $17.46 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2017-03-09 | 5,140 | $0.00 | 5,140 | $23.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,550 | 2023-02-11 | No | 4 | M | Direct | |
18,410 | 2024-02-10 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.
- The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.