Filing Details
- Accession Number:
- 0001104659-17-015592
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-09 21:33:25
- Reporting Period:
- 2017-03-07
- Filing Date:
- 2017-03-09
- Accepted Time:
- 2017-03-09 21:33:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1264587 | Stemline Therapeutics Inc | STML | Pharmaceutical Preparations (2834) | 450522567 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1573722 | Kenneth Hoberman | C/O Stemline Therapeutics, Inc. 750 Lexington Avenue, Eleventh Floor New York NY 10022 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-07 | 2,342 | $8.16 | 277,674 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-09 | 131,469 | $0.00 | 409,143 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Footnotes
- In connection with the vesting of 6,095 shares on March 6, 2017, a total of 2,342 of such shares were sold by the Company in order to satisfy the reporting person's tax withholding obligations. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the issuer's corporate policies.
- Reflects the weighted average sale price. The range of prices for such transaction is $8.10 to $8.18. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Of the 277,674 shares, 206,923 shares are restricted stock.
- The 131,469 restricted shares will vest in four installments as follows: 32,868 shares on March 9, 2018; 32,867 shares on March 9, 2019; 32,867 shares on March 9, 2020; and 32,867 shares on March 9, 2021.
- Of the 409,143 shares, 338,392 shares are restricted stock.
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