Filing Details
- Accession Number:
- 0001028734-17-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-09 18:57:47
- Reporting Period:
- 2017-03-07
- Filing Date:
- 2017-03-09
- Accepted Time:
- 2017-03-09 18:57:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028734 | Cobiz Financial Inc | COBZ | National Commercial Banks (6021) | 840826324 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1466053 | S Christopher Huss | 1401 Lawrence St., Ste.1200 Denver CO 80202 | Capital Markets Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-07 | 1,500 | $7.54 | 41,621 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-07 | 1,500 | $17.11 | 40,121 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-07 | 1,802 | $0.00 | 41,923 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2017-03-07 | 2,000 | $0.00 | 43,923 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-03-07 | 1,022 | $16.76 | 42,901 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-03-07 | 965 | $16.76 | 41,936 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-03-07 | 934 | $16.76 | 41,002 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-07 | 1,500 | $0.00 | 1,500 | $7.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-19 | 2017-05-19 | No | 4 | M | Direct |
Footnotes
- Restricted stock award, vesting ratably over three years.
- Restricted stock award, vesting at the end three years.
Billionaire Hedge Funds
