Filing Details
- Accession Number:
- 0001069157-17-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-09 18:10:28
- Reporting Period:
- 2017-03-07
- Filing Date:
- 2017-03-09
- Accepted Time:
- 2017-03-09 18:10:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069157 | East West Bancorp Inc | EWBC | State Commercial Banks (6022) | 954703316 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235499 | Paul Douglas Krause | East West Bancorp, Inc. 135 N. Los Robles Ave. 7Th Floor Pasadena CA 91101 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-07 | 10,854 | $0.00 | 41,856 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-07 | 3,841 | $54.87 | 38,015 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-03-07 | 10,000 | $54.06 | 28,015 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-03-08 | 5,000 | $55.04 | 23,015 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance-Based Restricted Stock Units | Disposition | 2017-03-07 | 10,854 | $0.00 | 10,854 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,264 | 2017-03-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,746 | Indirect | 401 (k) Plan |
Footnotes
- Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.
- A total of 10,000 shares were sold at a weighted average price of $54.0619. The shares were purchased in multiple transactions at prices ranging from $54.0000 to $54.1850, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the preceding sentence.