Filing Details
- Accession Number:
- 0001179706-17-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-09 18:01:50
- Reporting Period:
- 2017-03-08
- Filing Date:
- 2017-03-09
- Accepted Time:
- 2017-03-09 18:01:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566846 | G Michael Nefkens | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Evp, Gm Enterprise Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-08 | 322,733 | $15.01 | 581,110 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-08 | 322,733 | $22.64 | 258,377 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-08 | 322,733 | $0.00 | 322,733 | $15.01 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-01-04 | 67 | $0.00 | 67 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-01-04 | 383 | $0.00 | 383 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-01-04 | 140 | $0.00 | 140 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-11 | 2021-12-11 | No | 4 | M | Direct |
24,942 | No | 4 | A | Direct | ||
140,095 | No | 4 | A | Direct | ||
51,262 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,012 | Indirect | By Michael Nefkens Trust 02/27/09 |
Footnotes
- The total beneficial ownership includes the acquisition of 0.0290 shares at $23.50 per share received on 01/04/17 through dividends paid in shares.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.58 to $22.73. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/10/14 the reporting person was granted 40,150 restricted stock units ("RSUs"), 13,383 of which vested early on 09/17/15, 24,070 of which vested on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.7213 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which vested on 11/02/16, and 69,013 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 382.5881 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
- As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 139.9953 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.