Filing Details
- Accession Number:
- 0001140361-17-011255
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-09 17:26:00
- Reporting Period:
- 2017-03-08
- Filing Date:
- 2017-03-09
- Accepted Time:
- 2017-03-09 17:26:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379895 | Dynegy Inc. | DYN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236545 | C Robert Flexon | 601 Travis 14Th Floor Houston TX 77002 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-08 | 57,542 | $0.00 | 704,614 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-08 | 24,108 | $7.62 | 680,506 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-03-09 | 25,000 | $7.62 | 705,506 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-03-08 | 57,542 | $0.00 | 57,542 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
115,083 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.
- These restricted stock units were withheld to pay the taxes applicable to the vesting of 57,542 units of restricted stock on March 8, 2017.
- Reflects closing stock price on March 8, 2017.
- Amount includes 20,087 restricted stock units that vest on March 3, 2018, 153,563 restricted stock units that vest on April 30, 2018 and 228,330 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.
- On March 8, 2016, the reporting person was granted 172,625 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017.
- The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.60 to $7.63, inclusive. The reporting person undertakes to provide Dynegy Inc., any security holder of Dynegy Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price and within the range set forth herein.