Filing Details
- Accession Number:
- 0001214659-17-001796
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-09 16:15:17
- Reporting Period:
- 2017-03-07
- Filing Date:
- 2017-03-09
- Accepted Time:
- 2017-03-09 16:15:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255900 | D Robert Lister | 110 East 59Th Street Suite 2100 New York NY 10022 | Chief Legal & Chief Bus Dev | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-03-07 | 6,213 | $0.00 | 33,257 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2017-03-07 | 7,363 | $0.00 | 40,620 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-03-08 | 5,026 | $32.26 | 35,594 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | restricted share units | Acquisiton | 2017-03-07 | 32,357 | $0.00 | 32,357 | $0.00 |
| Common Shares | stock options (to buy) | Acquisiton | 2017-03-07 | 39,909 | $32.45 | 39,909 | $32.45 |
| Common Shares | restricted share units | Disposition | 2017-03-07 | 6,213 | $0.00 | 6,213 | $0.00 |
| Common Shares | restricted share units | Disposition | 2017-03-07 | 7,363 | $0.00 | 7,363 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,357 | 2021-01-01 | No | 4 | A | Direct | |
| 39,909 | 2024-03-07 | No | 4 | A | Direct | |
| 12,426 | 2017-03-07 | 2019-12-01 | No | 4 | M | Direct |
| 22,088 | 2017-03-07 | 2020-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares (Opening Balance) | 27,044 | Direct |
Footnotes
- Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- Mr. Lister is reporting the sale of common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
- Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
- The restricted share units vest and will be converted to common shares in four installments: 8,089 on each of March 7, 2018, March 7, 2019 and March 7, 2020 and 8,090 on March 7, 2021.
- The stock options become exercisable in four installments: 9,977 on each of March 7, 2018, March 7, 2019 and March 7, 2020 and 9,978 on March 7, 2021.
- This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 263,646; 86,253 and 35,594 respectively.
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