Filing Details

Accession Number:
0001127602-17-010978
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-09 06:48:04
Reporting Period:
2017-03-07
Filing Date:
2017-03-09
Accepted Time:
2017-03-09 06:48:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA Life Insurance (6311) 521222820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685164 Nancy Ferrara 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-07 9,127 $0.00 24,684 No 4 M Direct
Common Stock Disposition 2017-03-07 940 $41.35 23,744 No 4 F Direct
Common Stock Disposition 2017-03-07 1,559 $41.09 22,185 No 4 F Direct
Common Stock Disposition 2017-03-07 1,245 $41.01 20,940 No 4 S Direct
Common Stock Disposition 2017-03-08 3,161 $41.53 17,779 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-03-07 1,837 $0.00 1,837 $0.00
Common Stock Restricted Stock Units Disposition 2017-03-07 5,697 $0.00 5,697 $0.00
Common Stock Performance Stock Unit Disposition 2017-03-07 1,503 $0.00 1,593 $1.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,101 No 4 M Direct
24,404 No 4 M Direct
15,457 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Deferred Savings Plan Issuer Stock Units $0.00 6,678 6,678 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,678 6,678 Direct
Footnotes
  1. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying stock units that were awarded as compensation.
  2. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
  3. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
  4. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.