Home > Insider Trading > Filing (0001127602-17-010957)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1535929	Voya Financial Inc.	VOYA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1481859	Christine Hurtsellers	230 Park Avenue New York NY 10169	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-03-06	11,247	$0.00	11,247	No	4	M	Direct
Common Stock	Disposition	2017-03-06	5,396	$41.35	5,851	No	4	F	Direct
Common Stock	Disposition	2017-03-07	5,851	$41.09	0	No	4	S	Direct
Common Stock	Acquisiton	2017-03-07	18,986	$0.00	18,986	No	4	M	Direct
Common Stock	Disposition	2017-03-07	9,107	$41.09	9,879	No	4	F	Direct
Common Stock	Disposition	2017-03-08	9,879	$41.38	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2017-03-06	8,820	$0.00	8,820	$0.00
Common Stock	Performance Stock Unit	Disposition	2017-03-06	2,290	$0.00	2,427	$1.06
Common Stock	Restricted Stock Units	Disposition	2017-03-07	18,986	$0.00	18,986	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
111,048	No	4	M	Direct
31,958	No	4	M	Direct
92,062	No	4	M	Direct

Footnotes

Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
This transaction was executed in multiple trades at prices ranging from $41.0700 to $41.0934. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.