Filing Details
- Accession Number:
- 0001649338-17-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-08 20:00:30
- Reporting Period:
- 2017-03-06
- Filing Date:
- 2017-03-08
- Accepted Time:
- 2017-03-08 20:00:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1649338 | Broadcom Ltd | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211588 | E Hock Tan | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, No Par Value | Disposition | 2016-12-13 | 12,000 | $0.00 | 118,209 | No | 5 | G | Direct | |
| Ordinary Shares, No Par Value | Acquisiton | 2017-03-06 | 65,000 | $32.39 | 183,209 | No | 4 | M | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2017-03-06 | 15,450 | $216.09 | 167,759 | No | 4 | S | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2017-03-06 | 38,153 | $216.70 | 129,606 | No | 4 | S | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2017-03-06 | 11,197 | $218.03 | 118,409 | No | 4 | S | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2017-03-06 | 200 | $218.52 | 118,209 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2017-03-06 | 65,000 | $0.00 | 65,000 | $32.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 135,000 | 2018-03-07 | No | 4 | M | Direct |
Footnotes
- Charitable gift to Massachusetts Institute of Technology.
- Includes 20,593 Restricted Share Units.
- Transaction executed in multiple trades at prices ranging from $215.36 to $216.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $216.36 to $217.34 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $217.47 to $218.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $218.50 to $218.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option is fully vested and exercisable.
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