Filing Details
- Accession Number:
- 0000880771-17-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-08 19:33:24
- Reporting Period:
- 2017-03-06
- Filing Date:
- 2017-03-08
- Accepted Time:
- 2017-03-08 19:33:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880771 | Sciclone Pharmaceuticals Inc | SCLN | Pharmaceutical Preparations (2834) | 943116852 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1363213 | Friedhelm Blobel | 950 Tower Lane, Suite 900 Foster City CA 94404 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-06 | 3,087 | $3.55 | 90,613 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-06 | 3,087 | $10.30 | 87,526 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-06 | 3,087 | $0.00 | 3,087 | $3.55 |
Common Stock | Restricted Stock Unit | Acquisiton | 2017-03-08 | 20,000 | $0.00 | 20,000 | $0.00 |
Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2017-03-08 | 10,843 | $0.00 | 10,843 | $9.65 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2017-03-08 | 129,157 | $0.00 | 129,157 | $9.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
290,400 | 2020-03-05 | No | 4 | M | Direct | |
345,000 | 2027-03-08 | No | 4 | A | Direct | |
10,843 | 2027-03-08 | No | 4 | A | Direct | |
129,157 | 2027-03-08 | No | 4 | A | Direct |
Footnotes
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 18, 2016.
- Granted under the Issuer's 2005 Equity Incentive Plan.
- 25% of each shares vest one year from the date of grant, of March 5, 2010, and 2.0833% vests each month thereafter, provided that Reporting Person continues to be employed by the Issuer.
- Granted under the Issuer's 2015 Equity Incentive Plan.
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- Vesting for such RSUs will occur 25% on March 8, 2018, 25% on March 8, 2019, 25% on March 8, 2020, and 25% on March 8, 2021, contingent upon the executive's continued employment.
- 25% of such shares vest from one year from the date of grant and 2.0833% vests each month thereafter, provided that the Reporting Person continues to be employed by the Issuer.