Filing Details
- Accession Number:
- 0001611702-17-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-08 18:32:09
- Reporting Period:
- 2017-03-06
- Filing Date:
- 2017-03-08
- Accepted Time:
- 2017-03-08 18:32:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1611702 | Om Asset Management Plc | OMAM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1501930 | P Kyle Legg | Ground Floor Millennium Bridge House 2 Lambeth Hill London X0 EC4V 4GG | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2017-03-06 | 2,361 | $0.00 | 20,691 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2017-03-07 | 25 | $14.78 | 20,666 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2017-03-07 | 1 | $14.79 | 20,665 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Share Units | Disposition | 2017-03-06 | 2,361 | $0.00 | 2,361 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,565 | No | 4 | M | Direct |
Footnotes
- Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc.
- Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan.
- On March 6, 2015, the reporting person was granted 7,083 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.