Filing Details
- Accession Number:
- 0001415889-17-000385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-08 18:11:11
- Reporting Period:
- 2017-03-06
- Filing Date:
- 2017-03-08
- Accepted Time:
- 2017-03-08 18:11:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1169770 | Banc Of California Inc. | BANC | National Commercial Banks (6021) | 043639825 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514243 | T Jeffrey Seabold | C/O Banc Of California, Inc. 18500 Von Karman Ave, Suite 1100 Irvine CA 92612 | Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-06 | 5,000 | $20.05 | 197,557 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-06 | 5,000 | $20.00 | 192,557 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-06 | 2,000 | $20.02 | 190,557 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-06 | 3,000 | $20.03 | 187,557 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-07 | 10,000 | $20.00 | 177,557 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Non-Voting Stock | 201,922 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Purchase) | $15.81 | 2012-06-27 | 2021-06-27 | 16,713 | 16,713 | Direct |
| Common Stock | Stock Option | $13.10 | 2023-05-13 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-06-27 | 16,713 | 16,713 | Direct |
| 2023-05-13 | 100,000 | 100,000 | Direct |
Footnotes
- Options will vest according to the following schedule: 20% increments on each of May 13, 2014, 2015, 2016, 2017 and 2018.
Billionaire Hedge Funds
