Filing Details
- Accession Number:
- 0001209191-17-019264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-08 16:26:47
- Reporting Period:
- 2017-03-06
- Filing Date:
- 2017-03-08
- Accepted Time:
- 2017-03-08 16:26:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862831 | Financial Institutions Inc | FISI | National Commercial Banks (6021) | 160816610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1361954 | Jr Valentine Karl Anderson | 220 Liberty Street Warsaw NY 14569 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-06 | 2,000 | $19.73 | 14,653 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-06 | 1,155 | $34.41 | 13,498 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-06 | 5 | $34.06 | 13,493 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-03-06 | 2,000 | $0.00 | 2,000 | $19.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-02 | 2017-05-02 | No | 4 | M | Direct |
Footnotes
- Option vested in three equal annual installments beginning on May 2, 2008.
Billionaire Hedge Funds
