Filing Details
- Accession Number:
- 0001209191-17-019217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-08 16:02:40
- Reporting Period:
- 2017-03-07
- Filing Date:
- 2017-03-08
- Accepted Time:
- 2017-03-08 16:02:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187379 | M Anne Holloway | 38 Barry Lane Atherton CA 94027 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-02-15 | 94 | $43.91 | 39,389 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2017-03-07 | 236 | $44.50 | 39,153 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2017-03-07 | 964 | $42.89 | 38,189 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- DER units credited on 2/15/2017 as dividend at FMV
Billionaire Hedge Funds
