Filing Details
- Accession Number:
- 0001562180-17-001189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-08 11:20:28
- Reporting Period:
- 2017-03-07
- Filing Date:
- 2017-03-08
- Accepted Time:
- 2017-03-08 11:20:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447579 | E Robert Trautmann | Peoples United Bank, N.a. 850 Main Street Bridgeport CT 06604 | Sr Ex Vp, Gen Cnsl & Secretary | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-07 | 46,100 | $18.10 | 72,948 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-07 | 46,100 | $19.20 | 26,848 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-07 | 7,800 | $19.17 | 53,706 | No | 4 | S | Indirect | Robert Edward Trautmann Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Robert Edward Trautmann Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2017-03-07 | 46,100 | $0.00 | 46,100 | $18.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-10-25 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $19.175 to $19.215. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 4,674 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 40 shares acquired through dividend reinvestment) based on 12/31/2016 Plan statement.
- (3) Exercisable in annual increments on 10/25/08 (20%); 10/25/09 (20%); 10/25/10 (20%); 10/25/11 (20%) and 10/25/12 (20%).
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