Filing Details

Accession Number:
0001238284-17-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-08 09:41:01
Reporting Period:
2017-03-06
Filing Date:
2017-03-08
Accepted Time:
2017-03-08 09:41:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321741 Gladstone Investment Corporation GAIN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238284 Lee Terry Brubaker 1521 Westbranch Drive
Suite 100
Mclean VA 22102
Chief Operating Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-06 104,936 $9.18 34,979 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct