Filing Details
- Accession Number:
- 0001562180-17-001184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-07 20:17:14
- Reporting Period:
- 2017-03-03
- Filing Date:
- 2017-03-07
- Accepted Time:
- 2017-03-07 20:17:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259867 | W Gregory Becker | 3005 Tasman Drive Santa Clara CA 95054 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-03 | 10,000 | $64.37 | 63,552 | No | 4 | M | Indirect | Revocable Trust |
| Common Stock | Acquisiton | 2017-03-03 | 13,894 | $60.37 | 48,016 | No | 4 | M | Indirect | Revocable Trust |
| Common Stock | Disposition | 2017-03-03 | 15,119 | $192.71 | 48,433 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2017-03-03 | 14,311 | $193.33 | 34,122 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2017-03-03 | 200 | $191.85 | 47,816 | No | 4 | S | Indirect | Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Revocable Trust |
| No | 4 | M | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-03-03 | 10,000 | $0.00 | 10,000 | $64.37 |
| Common Stock | Stock Option | Disposition | 2017-03-03 | 13,894 | $0.00 | 13,894 | $60.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,511 | 2019-05-01 | No | 4 | M | Direct | |
| 0 | 2018-04-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,170 | Indirect | By 401(k)/ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $192.08 to $192.99; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $193.0 to $193.99; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $191.83 to $191.87; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 01-May-2013.
- 25%/4yr beginning on 27-Apr-2012.
Billionaire Hedge Funds
